The Advisors Edge Podcast
Tired of the same boring financial services podcasts? The Advisors Edge Podcast breaks the mold. This isn’t just another show about theory and outdated advice. We’re bringing you the real stories, the cutting-edge tech, and the bold strategies that will give you the competitive edge you need to dominate in today’s fast-paced industry.
Hosted by insiders who know the game, each episode delivers conversations with top leaders, innovators, and disruptors from across the financial services world. Whether it’s AI, fintech, valuations, regulatory compliance, or cybersecurity—we’re covering it. If you’re a financial advisor, RIA, or leader in this space, this is where you’ll find the strategies that actually move the needle.
You won’t just leave with more information—you’ll leave with a blueprint to sharpen your skills, elevate your business, and stay ahead of the competition. If you want to play it safe, go listen to something else. If you’re ready to win, welcome to The Advisors Edge.
The Advisors Edge Podcast
Ep 003 - "How to Mitigate Hidden Legal Risks in Your Financial Advisory Firm" - feat. Emil Ali, Attorney
Welcome to the Advisor's Edge Podcast!
In this episode, hosts Rob Jacomen and Chad Ramberg sit down with special guest Emil Ali from McCabe Ali, a law firm specializing in representing investment advisors and broker-dealers.
Join us as we dive into the complexities of compliance, the challenges advisors face in marketing and business development, and the importance of effective communication in navigating regulatory landscapes.
Emil shares his insights on the evolving role of compliance, the impact of off-channel communication, and the significance of having a solid business continuity plan.
Whether you're an investment advisor looking to grow your firm or simply interested in the legal aspects of the financial industry, this episode is packed with valuable information and practical advice.
Key Topics Discussed:
✅ Understanding client complaints and the importance of personality in client relationships
✅ The intersection of legal and compliance services
✅ Common challenges advisors face in marketing and business development
✅ The impact of remote work and off-channel communication on compliance
✅ Insights into the current state of RIA consolidation and M&A activity
Don't miss this opportunity to learn from Emil's extensive experience and expertise in the field. Be sure to like, subscribe, and hit the notification bell for more insightful episodes!
Follow Us:
Advisor's Edge Podcast: https://www.linkedin.com/company/the-advisors-edge-podcast
Rob Jacomen LinkedIn: https://www.linkedin.com/in/rob-jacomen/
Chad Ramberg LinkedIn: https://www.linkedin.com/in/chad-ramberg-71278533/
Emil Ali LinkedIn: https://www.linkedin.com/in/emilali/
McCabe Ali website: https://mccabeali.com/
Emil Ali email: emil@mccabeali.com
Listen to the full episode now!
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